Leading solutions for
Institutional & High-Net Worth
asset management

" Some complex investment policies took sometimes more than three hours to check. With iBalance, we can do it pre-trade or on a daily basis. " 
                          B. H. - Compliance officer

Compliance is all about preventing errors from becoming problems. It is the disciplined and concerted effort of defining and maintaining rules so that all the actions performed through systems are validated.

To be successful, rules have to be easily defined, retrieved, maintained and properly scoped.

With iBalance^TM Compliance module you can confidently and safely achieve the following key objectives:

• Satisfy security imperatives through pre-trade compliance
• Quickly apply simple and complex rules on a portfolio or a group of portfolios
• Generate reports and trigger compliance events
  

Key features:

• Over a hundred pre-built, flexible rules
• Custom formulas, based on a syntax similar to MS Excel^TM
• Support for custom security attributes
• Decomposition of composites (fund of funds)

Sample constraints:

• Canadian equities: Min 30%, Max: 50%
• US equities: Max: 10% subject to (security not in S&P500)
• Canadian equity instruments weight: Max:1.5 times the TSX capped index
• IBM: Cannot Sell
• Limit by Country: Exposure 10% Europe, Germany
• Minimum 15 issuers
• Only CA$ allowed
• Minimum Rating: Moody A
• Limit by issuer rated Rating. S&P: BB, Min 10% of Fixed Income
• Bond duration: Scotia McLeod +/- 1 year